Re-conceiving the middle voice for Greek and Latin students (VI)

Well, I hope by this point, I’ve done a few things:

  1. Convinced you that Greek has an active v. middle voice system, in which the middle domain covers a range of different categories, all generally united by ‘subject affectedness’
  2. Convinced you that ‘deponency’ is not a useful concept for explaining verbs that do not appear with active morphology.
  3. Given you a reasonable account of most of those semantic categories, thereby giving an explicit account of why their ‘middleness’ makes sense.
  4. Shown that Latin deponents, by and large, represent historic middles from a PIE origin, and can be accounted for mostly under the same types of categories.
  5. Show that the ‘passive’ forms in Greek are also a category of middle-morphology.

But what does this mean for teaching and learning? I wrote these posts partly to force myself to work through some of the research, partly to make it clearer in my own mind, but also to try and bridge some of the gap between linguistics and general classical-language education. In my experience, a lot of this simply never makes it down to teachers, let alone students, of these languages.

For the grammar-translation context

If you teach in a relatively ‘traditional’ mode of grammar presentation, and translation as exercise, I think there are certain things you can do.

Firstly, change your terminology. Start referring to Greek as having an active vs. middle (or mediopassive) voice system. Explain that ‘middle’ means a range of categories that represent some form of ‘subject affectedness’, and that as your students encounter various types of middle verbs, you’ll point out what those categories are. Don’t try to present them as I have here! Rather, on a case by case approach, simply say, “here’s a new verb ἔρχομαι. It’s middle in its forms, because verbs indicating translational body motion are often middle.”

Greek students need to be met with the idea early that Greek voice is quite different to the Active-Passive system in English, and isn’t best understood with reference to English, but learning to accept it on its own terms. My mantra here, as elsewhere, is meaning comes first, then translation.

I think it’s worth adopting the language of media tantum (‘middle only’) for verbs that lack active counterparts. But I also think it’s worth adopting the language of middle-preferred or middle-primary for verbs that mostly and ‘by default’ appear in the middle, treating their active counterparts as the secondary/subsidiary form (e.g. causatives).

As students meet more middle-only and middle-preferred verbs, you can begin to systematise some of the semantic categories, and give more general explanations for why these verbs tend to show middle morphology as an expression of middle semantics.

It’s still worth preparing them/inoculating them, against the ‘deponent’ explanation, by giving a short historical rationale for why this language was used, and why you don’t. I often say, “middle in meaning active in translation”, to highlight that active translations in English reflect English voice and semantics, not Greek.

For Latin, I think a similar approach can be taken, except that there really is an active vs. passive voice system, and so when historic-middle verbs begin to appear in your classes, it’s worth stopping and giving a short historical explanation, “These are verbs that indicate subject affectedness and often changes-of-state, they have passive morphology because they were originally middle. etc..”

Communicative Language Teaching

In some ways, it’s actually far easier to teach these in a CLT approach. You simply introduce them without comment. You don’t need to explain why orior is an -r formation, or ἔρχομαι has a middle ending, any more than you need to stop and explain verb endings. You just introduce them in ways that are comprehensible, and it’s only if students begin asking questions that you need to pause and give, e.g. some pop-up grammar.

That could be as simple as, “oh, some verbs use these endings instead, because of what they mean.” The ongoing exposure to their usage in regular conversation, and readings, will make clear enough how they are used.

For students that persist, the same approach as any grammar-curious student – a short explanation on the spot, then follow up with a more detailed explanation outside the communicative context, or a written-up version (perhaps not quite the version I’ve done, though you can try!)

My own take-aways

For myself, reading through Kemmer, Allan, Aubrey, and bits and pieces elsewhere has helped crystallise my understanding of voice systems in both Latin and Greek. I have a much clearer understanding of Latin deponency, and a stronger articulation of Greek’s middle system, including how the ‘middle’ forms and the η/θη forms carve up the middle domain. From here on I’ll be using terminology such as mediopassive voice, middle-only, middle-primary, and explaining the selection of voice based on the semantics of the lexical items in question. And, in CLT contexts, I’ll be worrying less about “used-to-be-called-deponents” as being oddities, and treating them more as a normal and regular feature of the language.

 

A pdf of this whole series is available, slightly edited and formatted. You are free to distribute it under a CC-BY-SA 4.0 licence.

I’d be very happy to hear from you, if you have corrections, suggestions, additions, or just generally in response to this series of posts!

Re-conceiving the middle voice for Greek and Latin students (V)

So, about Latin then 

All through this series (one, two, three, four) I’ve been careful to include Latin examples of the various semantic categories covered. That’s because I’ve often wondered about Latin – does it really have deponent verbs? The answer is, it’s complicated.

It’s complicated by two factors: firstly, how we define ‘deponency’, and secondly how we understand the Latin middle-only verbs. However, by the traditional description of “passive verb with active meaning”, and “verbs that ‘set aside’ (deponere) their active forms”, no. That’s not true.

But if we mean simply ‘defective paradigms’ or ‘form-function mismatch’, that does appear to be sometimes the case in Latin, because Latin is not Greek. Latin does have an active vs. passive morphosyntactic opposition, not an active vs. middle. So the passive only verbs in Latin are more anomalous. For the most part, they appear to be verbs that were historically middle in an earlier stage of Latin’s development from PIE, and so one can usually see that categorisation at work, though for some verbs it remains elusive (see earlier discussions on loquor for instance). However, Latin deponents often take active morphology for participle and gerundive forms.

Late Latin, however, may be a different situation. There you see verbs switching from active to ‘deponent’ (at least, true deponency!) or vice versa moving from passive-only to active morphology. Generally however the trend is for deponents to become active-morphology verbs. This might be linked to the loss of synthetic passives in place of novel analytic forms.

At the end of today’s post I give a lengthier list of Latin deponents and the kind of middle semantic category I see them as.

Semi-deponents

“Semi-deponents” are the label often used for verbs that appear to have regular active morphology in one tense-form, but switch to a middle (or passive, in Latin) form in another tense system.

Much as I dislike the term ‘deponent’, I am going to keep using ‘semi-deponent’ at least for this post. There are two categories of semi-deponents, as I see it. The first are words where the paradigm is in fact suppletive. That is, the stem used in one tense is altogether different from the stem used in another. The second, then, are words that do not involve suppletive formations.

Suppletives: ἔρχομαι and ἦλθον

Probably the most well-known Greek example of suppletion is ἔρχομαι. This verb, as most students encounter it anyway, means ‘to come’ (though, a read through LSJ will make you a bit wiser on that score), and its aorist is supplied by ἦλθον, its future in Attic is supplied by present-forms of εἶμι. I’m only going to talk about the present v. aorist alternation here.

Now, the fact that ἔρχομαι is middle-only we referenced back in our second post. It’s a type of translational-body-motion middle, and ἔρχω is found only as a barbarism or as a point of discussion by grammarians. One may translate it regularly as an intransitive active in English, but that’s beside the point, its Greek semantics are middle.

Why then is ἦλθον morphologically active? I would suggest the reason is this: the semantics of that stem encode different features.

Now, let’s do some analogising to see how this works and how you might explain it, to yourself or to students.

Firstly, just because many verbs of translational bodily motion are middle, doesn’t mean that they have to be middle. βαίνω and βαδίζω involve the same idea, but they are active in morphology.

Secondly, in English we have but a few words that involve suppletion. go/went is a nice example. We teach people that this is ‘irregular’, but really ‘go’ and ‘went’ are formed from two separate stems and the past tense of ‘go’ was replaced, with went, in about the 15th century as I understand it.

Thirdly, in English we also have words that occupy roughly the same semantic space. I’m going to use devour and eat as my example. In normal usage, eat can take an object, but it can be omitted (some would call this ‘ambitransitive’. So James eats the apple and James eats are both fine. devour is necessarily transitive. James devours the apple is fine, but *James devours is not normally acceptable (yes, I realise that there are some meanings of devours for which this seems okay, don’t write to me about it).

Now… (imagination caps on): imagine that in the 15th century we’d stopped using the present of devour and we’d also stopped using the past of eat. So we started to supply devoured as the past of eats.

James eats the apple

James devoured apple

James eats

*James devoured        (better>) James devoured the meal

So that we considered it incorrect English to express the past without supplying the object.

Do you see how this is a case where two roots can be used together with suppletion, but different syntactical entailments? I know it’s a little bit of a stretch, but I hope you got there.

This, I think, is the best way to conceptualise ἔρχομαι/ἦλθον. The present derives from PIE *h₁ergʰ- , the aorist from *h₁ludʰét, and the two roots encode different voice.

Non-Suppletives: the Greek ‘middle futures’

While the prior explanation of why some verbs are middle in some tense/aspect systems but not others works with suppletive verbs, it does not explain why some verbs are active in one system, but middle-only in another. In particular, a reasonably large number of Greek verbs become middle in the future. I confess, I found this puzzling, and while I have come across some answers, they are not entirely satisfying.

I first turned to R.J. Allan’s thesis on the middle voice. Again, I don’t have published book version, perhaps he had more to say in that than in the thesis. Nevertheless, at the start of chapter 4 on the future, he has this footnote:

Another interesting issue is the occurrence of middle future forms of – mostly intransitive – active presents (εἰμί – ἔσομαι). From a synchronical point of view, the middle inflection of these futures can be explained by their semantics. All verbs in question involve a physical or mental affectedness of the subject, e.g.. perception ἀκούσομαι, motion βήσομαι, receiving λήψομαι, change of state θανοῦμαι. Ἔσομαι appears to be the only exception. Historically, these middle futures may be explained as former desideratives. The middle voice, then, expressed the mental involvement of the subject. For further details, I refer to Rijksbaron (2002: 156).

Now, for the most part that makes some sense. (a) It’s common to say that the future system (and the subjunctive) developed out of a desiderative (< desire, for those who don’t love jargon) form at an earlier stage of the language (aka PIE), and (b) you can see that all (really, all?) the verbs involved in this form of semi-deponency fit into the semantic categories already established: subject affectedness, especially mental involvement, which is heightened in the desiderative, enough perhaps to ‘tip’ an active into a middle only.

Rijksbaron does treat this, on pages 156-57 of his The Syntax and Semantics of the Greek Verb (an excellent read, by the way). For his part, he classifies them as verbs “denoting essential functions of body and mind”, in categories related to sound, various types of excretion or extrusion, physical-and-mental grasping-and-taking, movement, and bodily affection. You can see how most of these are close to the ‘middle’ domain already.

He then says, “This phenomenon” that is, the middle only/dominance in the future) “is not easy to explain”. Following C.J. Ruijgh, he attributes it to the σε/σο suffix for these having an originally desiderative value, and thus also have a preference for middle endings. Thus, the diachronic development hypothesised is that the σε/σο suffix preferred middle endings first, and then was applied to corresponding active forms, but only when the active form would have a meaningful opposition to the existing middle form.

That, I have to say, is quite interesting, if only because of the way the middle form is prior and primary in the diachronic development. Is it true? Hard for me to say. Does it have some explanatory power for middle-only futures? Yes, it seems to.

Although, at the end of the day (and this post), it’s worth remembering that in trying to understand the middle (or any apparently unusual feature of a language), we’re trying to describe what is, and it’s not up to a language to give us some neat system that justifies its logic to us. Yes, often there is a logical explanation for why linguistic phenomenon X is X, but there doesn’t have to be some kind of “this is the way the language thinks about this thing.” Sometimes you just have to say, “well, it’s just like that”.

 

Non-Suppletives: the Latin perfects

There’s a third set of semi-deponents which I confess have resisted my attempts to find a good accounting of. These are the Latin perfects. They are few, being primarily audeō, fīdō, gaudeō, soleō, and their compounds, which switch to a periphrastic passive in the perfect system: ausus, fīsus, gāvīsus, solitus + sum.

I don’t have any answer for these. I’ve tried a few avenues of exploration, but have so far come up empty-handed. I’m very open to hearing from someone a historical-linguistic explanation for these!

Latin middle-only verbs categorised

abitror to think Cognitive, Mental Process
cōnor to try, attempt indirect reflexive (cf. ἐργάζομαι – e.g. self-exertion for benefit)
hortor to encourage, urge Emotive Speech
moror to delay Body motion?
mīror to wonder at Perception, or cognitive
testor to witness Emotive speech
polliceor to promise Emotive Speech
videor to seem Sp-Pr, or Passive-Middle
vereor to fear Mental Process, Emotion
mereor to deserve, earn Indirect
loquor to speak << derived from colloquor ??
colloquor to converse Reciprocal
patior to suffer Passive-Middle
queror to complain Emotive speech
proficīscor to set out, depart Translational body motion
aggredior to approach, attach Translational body motion
congredior to meet, come together Collect. Motion M.
ēgredior to go out, disembark Translational body motion
prōgredior to advance Translational body motion
sequor to follow < PIE chaining-middle ?
ūtor to use, make use of Indirect Reflexive
morior to die Sp-Pr
nāscor to be born, be found Sp-Pr
revertor to go back, return translation body motion? or
orior to rise, arise Sp-Pr (but also, change of body posture?)
potior to get possession of Indirect Middle
opperior to await, wait for ?
ordior to begin ? cf. ἄρχομαι
osculor to kiss naturally reciprocal
conflictor to fight naturally reciprocal
amplector to embrace naturally reciprocal
luctor to wrestle naturally reciprocal
altercor to wrangle naturally reciprocal
copulor to join, be linked naturally reciprocal; stative
misceor to assemble, unite naturally collective
congregor to gather, assemble naturally collective
colligor to gather naturally collective
venor to chase < PIE chaining middle.
consolor to take consolation Mental Event: Emotion
delector to delight in Mental Event: Emotion
misereor to pity Mental Event: Emotion
illacrimor to weep over Emotive Vocalisation
fateor to confess Speech Act
meditor to ponder, meditate Simple Cognitive
interpreter to interpret Simple Cognitive
comminiscor to think up, devise Simple Cognitive
conspicior to perceive, descry Perception
odōror to smell Perception
obliviscor to forget Complex cognitive
polliceor to promise commissive/intentive (complex mental)
scindor to split (intr) spontaneous event
tremblor to tremble spontaneous event, non-volitional movement

Re-conceiving the middle voice for Greek and Latin students (IV)

We’ve spoken so far about a range of various ‘middle-domain’ events and actions, and in this post I focus in on our final group, related to Spontaneous Processes and Passive-Middles

(See posts onetwo, and three to get up to speed. All this work derives primarily from Suzanne Kemmer and Rutger Allan, with some others thrown in for fun)

Spontaneous Process events and the Passive-Middle

Kemmer moves on in her monograph to cover a range of ‘other’ categories that “impinge” on the middle (142), the categories of the “spontaneous events” and the “passive middle”.

A spontaneous event is one in which “the entity undergoing the change [of state] is the chief nominal participant” and “in which no Agent entity receives coding.” That is, there’s a subject, who undergoes a change of state, and no agent is mentioned. There may or may not be a ‘conceivable’ agent.

Allan notes that a spontaneous process thus differs from the passive-middle, because the latter implies an unspecified agent, the SP tends to exclude one. SP often have active counterpart verbs in Greek that are causative.

This includes various possible subcategories. E.g. biological processes: dying, growing, aging; physiochemical: melting, freezing, rusting; changes in properties: ‘greening’, ‘squaring’ (okay, I made that one up, but presumably there exists a language where you can regularly form a verb from the adjective ‘square’ and express the change of state that results in a square).

Examples:
ἀπόλλυμαι – die
αὐξάνομαι – grow
γίγνομαι – come into being
τρέφομαι – grow up
φύομαι – grow
καίομαι – burn
τήκομαι – melt
λευκαίνομαι – become/grow white
θέρομαι  – become warm
φαίνομαι  – appear (Allan includes verbs of appearing & disappearing)

Allan also outlines reasons to adopt the “Spontaneous Process” label in preference to anticausative or similar (44) in that the middle form here is not secondary and derivative to a causal version or an active.

For Latin, we find

morior – to die
scindor – to tear, split
nascor – be born
orior – arise    (possible, certainly in its existential sense rather than posture)

Kemmer explores why these are middle in terms of the choice between portraying such an event as having an external Initiator (not always possible), or otherwise selecting the Patient as the chief participant and thus the event as ‘autonomous’.(145) In the case that there is an external Initiator, that participant is deemphasised. So “I die” might be an autonomous spontaneous process, or I might be killed by an angry proponent of grammar-translation, but even in the latter case, I have deemphasised the agent of the action.

Some types of non-volitional movement (e.g. shaking, cf. tremblor) may also be treated under this category; as well as generic ‘happen’ type verbs (γίγνομαι).

Kemmer goes on to consider passive-middles, in which an agent is understood to exist, but is deemphasised, whereas Allan treats that category prior to the SM. Allan also helpfully notes that several verbs in the SP category can be considered to occur with or without an external agent, and so categorisation is difficult in absolute terms. Nonetheless, in both cases, the Patient, and the change-of-state event, are the highlighted or dominant features of the presentation.

That basically concludes all the semantic categories treated in Kemmer, and mostly in Allan. And, I hope by now, you have some sense of how most Greek middle verbs readily fall into these categories.

The η/θη “passives” in diachronic and semantic focus

In the rest of today’s post I want to highlight the work of Allan, and Rachel Aubrey, in considering the η / θη aorist and future “passive” forms.

Allan

Allan’s work is broader, considering various morphological realisations of η vs θη as well as sigmatic aorists vs ‘passives’. In particularly, he does several interesting things: (1) considers the semantic distrubtion of alternatives, i.e. which categories of middle usage are found with which markers, (2) the morphological distribution, i.e. which stem-formations take which endings, (3) the diachronic development, i.e. how these forms shift over time from Homer onwards.

In Homer, he finds that SP favours η, passive or body motion favours θη. In classical, the distribution of all formation types shifts heavily from η to θη.

Over time, the collection of ‘middle-type’ categories, including the ‘passive-middle’, which are represented by the η/θη types, expands across the middle domain. Notably, Allan finds that the sigmatic aorist middle does not occur for Spontaneous Process or Passive-Middles in Homer, (111) but rather for animate subjects with volitional actions (111). There is overlap for mental process, collective motion, and body motion (112). By the classical period, the sigmatic is being used primarily for (indirect and direct reflexive, perception, mental activity, speech act, and reciprocal action), the θη type for (passive, spontaneous process, mental process, body motion, and collective motion) (117).

Why does this matter? Well, (1) the θη types are not a morphologically encoded passive as opposed to the sigmatic middle. Rather, the passive is a semantic subcategory. (2) that means there are simply two middle morphological forms in Greek, with the θη forms emerging from a “spontaneous process + passive-middle” core, but over time expanding to include other middle-type categories. (3) diachronically, the θη forms come to devour the sigmatic middles altogether; (4) in some verbs, contrastive sigmatic-middle vs. θη middle has semantic contrast, between different types of middle usage.

Aubrey

Rachel Aubrey, as I understand it, has been at work on a Masters’ thesis on the middle voice in Koine for some time, and I’m looking forward to it. She gives some anticipation of it in her article ‘Motivated Categories, Middle Voice, and Passive Morphology’[1]. She begins by highlighting the ways in which (θ)η forms break their expectations in not expressing passive syntax (566) and the fundamental problem with called (θ)η forms ‘deponents’ in expressing an ‘active’ meaning and ignoring the middle (567). On Aubrey’s construction (θ)η entered the language as expressing change of state, then extended to prototypical passives, and onward from there (571-2). Aubrey expresses it well in considering a semantic continuum, and that the sigmatic middles tended to express more agent-like or agent-active events, the (θ)η types as more patient-like. (573)

The -(θ)η- form is better understood as sharing a division of labor in the middle domain with the sigmatic middle forms than as an exclusively passive marker with defective, deponent exceptions. It marks the same set of middle event types subsumed within the semantic middle domain with respect to the other middle-passive morphology in the present and perfect paradigms.[2]

She also reaches further back, to PIE, in seeing the origin of (θ)η in the state-predicate marker *-eh1– which grammaticalizes into an aspect-voice inflectional marker (578-9).

Both Allan and Aubrey suggest that the (θ)η emerged in the aorist (and future) but not present because (θ)η is associated with telicity (i.e. the event has a conceptual ‘end-point’ which is reached), which the imperfective aspect forms (e.g. the present tense), do not.

Aubrey’s article goes on to give a robust prototypical explanation of semantic categories, participant roles, and the like, focused on the (θ)η forms. It concludes robustly with a reconsideration of the (θ)η forms along the same lines as Kemmer and Allan point us to.

Changing our categorization of -(θ)η- from the analogous English counterpart (passive) to a typologically attested middle form alters our view of Greek voice. Instead of seeing it as a passive marker with defective active outliers in an active-passive system, -(θ)η- is rightly treated as marking the less-transitive middle events—including passives—within a larger transitivity continuum in an active-middle system. The middle share of the space divides the labor across two morphological forms in the aorist and future compared to one in the present and perfect.[3]

And with that, I leave you for this post. In coming posts I will discuss some varieties of semi-deponency, talk about Latin’s voice system in more depth, and conclude with some application for reading and for pedagogy.

 

[1] Rachel Aubrey, “Motivated Categories, Middle Voice, and Passive Morphology,” in The Greek Verb Revisited: A Fresh Approach for Biblical Exegesis, ed. Steven E. Runge and Christopher J. Fresch (Bellingham, WA: Lexham Press, 2016), 563.

[2] Rachel Aubrey, “Motivated Categories, Middle Voice, and Passive Morphology,” in The Greek Verb Revisited: A Fresh Approach for Biblical Exegesis, ed. Steven E. Runge and Christopher J. Fresch (Bellingham, WA: Lexham Press, 2016), 575.

[3] Rachel Aubrey, “Motivated Categories, Middle Voice, and Passive Morphology,” in The Greek Verb Revisited: A Fresh Approach for Biblical Exegesis, ed. Steven E. Runge and Christopher J. Fresch (Bellingham, WA: Lexham Press, 2016), 620.

Re-conceiving the middle voice for Greek and Latin students (III)

We’ve spoken so far about direct reflexives, and grooming actions, and three categories of body-action middles, including changes in body posture, non-translational motion, and translational motion.

(See posts one and two to get up to speed. All this work derives primarily from Suzanne Kemmer and Rutger Allan, with some others thrown in for fun)

In this post I’m going to talk through (i) Indirect reflexives, (ii) naturally reciprocal events, including collecting and chaining events, and the (iii) cognitive middle. In a 4th post, we’ll cover the important category of change of states and spontaneous processes, and a few odds and ends. A 5th post will treat some categories of semi-deponency.

 

Indirect Reflexives

A prototypical transitive event involves A (Agent) acting on B (Patient). While a direct reflexive occurs when B is also A.

Similarly, a prototypical indirect event involves A (Agent) acting on B (Patient), where C is a recipient or beneficiary. This becomes an indirect reflexive where C is, in fact, A. Kemmer treats this in pages 74-81. It becomes an indirect middle where the action involves is normally, usually, or typically undertaken with A as the beneficiary or recipient. E.g., just as direct reflexives tend to be marked with a reflexive marker (‘oneself’) unless customary/habitual/usual, so too indirect reflexives. She writes, “the indirect middle situation type comprises actions that one normally or necessarily  performs for one’s own benefit”.

Greek:

αἱρεῖσθαι         to choose
κτάσθαι           to acquire for oneself

εὔχεσθαι          to pray

Latin:

liceor              to acquire by bidding
apiscor            to get, acquire
potior              to get possession of

Allan has a fuller list of Greek verbs, which importantly includes δέχομαι, ἐργάζομαι, ἰάομαι, and ῥύομαι (at least in Homer). The ‘healing/preserving’ verbs may originally, he suggests, have had a sense of self-benefit built into the action.

In all these cases, the middle (and it’s very often a middle-only verb in view), indicates without any particular emphasis, that the subject stands as beneficiary and/or recipient.

Naturally reciprocal events

These are events which, by the very nature of the action itself, involve reciprocity. That is, whatever A is doing to B, B is doing to A. This draws on Lichtenberk (1985), and then expanded by Kemmer (p96-9101) to cover collective and chaining type events as well (see below).

Personally, I find the ‘fighting’ verbs a great example of this. In Greek, verbs like μάχομαι, ἐρίζομαι; but the category is not limited to fighting, as evidenced by the inclusion of διαλέγομαι and similar in this category.

Kemmer also considers actions such as meeting, joining, touching, kissing, etc., and the way that a difference in meaning may appear between expressing these with middle marking, versus explicit reciprocal marking. E.g. “They lovers kissed” vs. “The lovers kissed each other” (see page 111-4 for an in-depth discussion of the distinguishability of kisses)

Into this category fall Latin verbs such as:

osculor            to kiss
conflictor        to fight
amplector        to embrace
luctor              to wrestle
altercor           to wrangle
copulor           to be joined

Collective

A collective event differs in that where a naturally reciprocal event involves A > B, B > A, in the collective event, the action as a whole “is carried jointly be the participants involved”, and yet not individually (that is, not a distributed action), but as a group (i.e. the participants have low distinguishabilty from each other). Allan focuses in on particularly collective motion (2.1.5), primarily gathering and dispersing. λύομαι, interestingly, falls into this category, as do similar verbs of dissolution, as does (συλ)λέγομαι .

For Latin, examples such as misceor, congregor, colligor may be adduced.

This is an appropriate place to stop and discuss the troublesome Latin verb loquor. There’s no straightforward category for loquor to fall into. It doesn’t appear to be an emotive speech act (a category coming up…), nor is it easy to categorise as a speech act in which the Agent is normally the indirect beneficiary. It may be derived from a naturally reciprocal verb.

Thus Latin loquo-r, instead of containing an arbitrary instance of -r, can be explained as descended from an old verb of the naturally reciprocal type, possible meaning ‘converse (with each other)’. [Seumas: colloquor?] If this semantic reconstruction is correct (it must be noted there is no direct historical evidence for it) then the Latin verb at some point lost the sense of mutuality and began to occur with singular subjects with the meaning ‘speak’. A similar hypothesis could be invoked for the Latin deponent fo-r ‘speak’. (Kemmer, 108)

Of course, a reconstruction without any evidence is speculative, but it does account for a rather odd middle-only form in Latin.

Chaining

I find this a fascinating subcategory. Instead of a relationship of where A stands to B as B stands to A, or a collective in which individual participants acts as a whole, this is the situation where A stands to B, as B stands to C, as C stands to D. There are not that many verbs (or situation-events!) that typically encode this idea. But one that consistently does so across Indo-European languages is ‘follow’. Perhaps unsurprisingly, this is sequor in Latin, and ἕπομαι in Greek, both media tantum forms. Even Old Irish maintains this as a middle form. Sihler, we may as well note, thinks its PIE root meant “keeps in sight” and is related to hunting (New comparative grammar of Greek and Latin, 449). Kemmer sees a different hunting connection, in that venor may have a similar ‘chain’ type semantics.

 

The cognitive middle

We now come to a rather broad category, which appears to depart from the kinds of ‘middle domain’ situations that can be easily related to the direct and indirect reflexives. What is it about these that tends to create middle-dominant or middle-only verb usage?

Kemmer begins with simple events, and the type of event going on. We have an Experiencer (i.e. the animate being having the mental experience), and a Stimulus (which brings about the mental event). The Stimulus may not be expressed, encoded, or it may be internal to the Experiencer. In any event, the entity involved as Experiencer is decisively the Endpoint for the event, and to a greater or lesser degree, they are (often) the Initiator. That is, it very often tends to be an event that the Experiencer initiates (hence middle), or else passively experiences (a kind of mental passive event, which Greek would encode as morphologically middle anyway).

This meta-category includes emotion events (conolor, delector, misereor, vereor), emotive speech-acts (queror, testor, ὀλοφύρομαι, μέμφομαι, αἰτιάομαι, ἀρνέομαι).

We might note here that Allan splits emotive speech acts from the cognition middle, and treats speech acts as their own category altogether, very often with the Subject as beneficiary or recipient, hence a form of indirect middle. Under that umbrella, he includes verbs of promising, commanding, asking, answering, and begging (e.g. εὔχομαι, ὑπισχνέομαι, ἐντέλλομαι, ἀποκρίνομαι, πυνθάνομαι, δέομαι). But neither are these absent from Latin, e.g. frustror.

Simple acts of cognition fall here too (meditor, interpreter, comminiscor, ἡγέομαι, βουλεύομαι, σταθμάομαι, and many more Greek verbs in Allan (p47)).

So too do perception verbs, especially (per Allan) where the subject is volitional in perceiving. ἀκουάζομαι, γεύομαι, θεάομαι, σκέπτομαι, though not necessarily, αἰσθάνομαι, ὀσφραίνομαι. Cf. also conspicior, odoror.

Complex mental events are those where there is a dependent event, normally expressed as a proposition encoded in a dependent clause (Kemmer, 137). e.g. English, “I forgot that I put my keys in my pocket”. There are two events here “I put me keys in my pocket” – the dependent event, and “I forgot X” – the primary mental event. Cognition type events (rather than emotion or perception, Kemmer p138) are most likely to be middle here.

Kemmer’s analysis differs from Allan’s in carving up the terrain of these various types of events. For example, what Allan takes as speech acts of promising, Kemmer treats as ‘commissive’ events in which the mental source initiates a dependent event. e.g. “I promise to learn how to use the middle voice properly” has a dependent event, “learn to use the middle voice properly” which I, as Mental Source, undertake to put into place. Hence, polliceor in Latin, ὑπισχνέομαι in Greek.

What’s key, in all these cognition middles, I’d say – and by way of concluding today’s rather expansive post – is that the Subject stands as Experiencer and so is “subject affected”. That, and the corresponding commonality that the Subject is very often the Source or Initiator of the event, is why these events are typically marked as ‘middle’. And that’s what this series is mostly about – unraveling the ‘logic’ of what types of events fall in a broad conception of ‘the middle domain’, so that you have a better grasp of that domain’s “realm” and all that falls in it.

Re-conceiving the middle voice for Greek and Latin students (II)

In today’s post, following on from the last, I’m going to walk through some initial semantic categories which Kemmer presents as mostly or typically used for middle-type situations. I had hoped to get through more categories, but it seems that will need a couple more posts.
I’ll provide some Greek and Latin examples, drawn from Kemmer, and from R.J. Allen’s work on Greek.

 

Kemmer starts with the Direct Reflexive. This is an event where one participant does the action to themselves.

e.g. Mike stabbed himself.

In English, we need to mark this with a reflexive form – Mike stabs implies that he stabs someone else (as a habit, probably).

In Greek (and Latin), actions that are normally performed on someone else (er, ‘stabbing’) take a reflexive marker. Allen gives this example:

ῥίπτει αὑτὸν εἰς τὴν θάλατταν (Dem 32.6)[1]   He throws himself into the sea.

But there are actions that are normally carried out on oneself that appear in the middle. These are “body action middles” including several sub-categories.

The first category are ‘grooming’ actions. Actions like dressing, bathing, shaving, decorating, etc.. Here we see typical middle-marking.

ornor               to adorn (oneself)
perluor            to bathe

κοσμοῦμαι      to adorn
λοῦμαι             to bathe

In all these, the participant is both acting upon themselves, but acting upon themselves using themselves. The sense in which you can distinguish ‘agent’ and ‘patient’ is low. For this reason, too, these verbs often lack an active. When you do find an active voice form, its usage is often contrastive – of course I might usually bathe myself, but I can bathe someone else. λοῦω v λοῦμαι shows that kind of contrast.

A second category involves various types of bodily movement. Between Kemmer and Allen you can see three sub-categories of this: change in body posture, non-translational motion, and translational motion.

  1. Changes in body posture involve actions like sitting up, standing, reclining. Again, here the agent is acting upon themselves, but in such a close unity that the difference between ‘agent’ and ‘patient’ is minimal, the event is unitary.
  2. Non-translational motion involves movement of the body but not along any ‘path’. Things like turning, twisting, bending, bowing, nodding, etc..
  3. Translational motion involves moving the body through space along a path.

κλίνομαι          lie down (CiBP)

στρέφομαι       turn around (nTrans-motion)

πορεύομαι       to go (translational-motion)

Where there is an active form it often has a causative meaning:

ἵσταμαι            to stand up/still           > ἵστημι           to cause to stand

στρέφομαι                                              > στρέφω        to turn (something else)

πορεύομαι                                              > πορεύω to cause to go

What’s common about all these verbs is that encoded in the verb is the sense that the Initiator and Endpoint are the same, with low distinguishability, and generally these actions do not involve an external endpoint.

There are less examples of these in Latin, though I think some appear to fall into this category. For instance, the –gredior compounds, e.g. progredior, as well as proficiscor. orior (to rise) seems to me a borderline instance, though it may also fall into the “spontaneous process” category.

This is a good place to stop and talk about deponency for a minute. Is πορεύομαι ‘deponent’? Not by traditional definitions because an active form exists. But the middle form is so prevalent that it may as well be learnt as the primary form. It hasn’t ‘assumed’ an active meaning that has been left vacant by a defective paradigm. Within the ‘logic’ of the Greek language, it’s a typically middle form.

Whether any particular verb is middle only or not depends, in part, just on attestation. If we had no instances of πορεύω, we’d conclude it was deponent. But that’s not really true, is it? ἔρχομαι seems deponent because we don’t have active instances of it. Except for grammarians saying things like:

οὐδεὶς γὰρ λέγει ἔρχω ἢ εὔχω ἢ πέτω ἢ δέχω ἢ ὀρχῶ καὶ τὰ λοιπά, ἐπειδὴ τὸ σημαινόμενον κωλύει.

For no one says “I ‘go’, or I ‘pray’, or I ‘fly’, or I ‘receive’, or I ‘depart’ and the rest, since the meaning prohibits it. (Georgius Choeroboscus, Prolegomena et scholia in Theodosii Alexandrini canones isagogicos de flexione verborum.[2])

The meaning of ἔρχομαι prohibits an active meaning. That’s why there’s no active, not because an active form has disappeared and the middle has picked up the meaning, but because the meaning of the verb is itself middle in its meaning, and an active does not make sense. One supposes that speakers could have coined an active version of this verb with a causative sense, but they didn’t. That’s why this, and similar verbs, are better termed media tantum, ‘middle-only’, rather than deponent. They lack a morphologically realised active form.

So, what does this mean for deponency and terminology? It seems best to lay to rest the term ‘deponent’ if we mean “a verb that has no active morphology but uses a middle or passive form with active meaning”. That’s not accurate to these verbs, especially if conceived of as verbs that actually ‘set aside’ their active forms. It’s far better to conceive of these verbs as media tantum, i.e. verbs that only have middle forms, never active. And then, you have verbs that are primarily used in the middle, where the active is less common precisely because what the active is expressing is less usual. Some verbs prohibit an active form, others disprefer an active form.

Lastly, at least for today, cautioning students that ‘active in meaning’ is not the same as ‘active in English translation’. Because English does not exhibit a ‘middle-voice’ system, in translation the best options will often be an English intransitive active, or an English reflexive. That’s about the best way to render something in English, not about what the Greek means.

In the next post in this series, I will cover some more semantic categories, and then talk more specifically about the Latin middle-only verbs.

[1] R.J. Allen, “The Middle Voice in Ancient Greek. A study in Polysemy”, PhD Thesis. 2002. 65. There is a published version of this but frankly I don’t have a copy.

[2] A. Hilgard, Grammatici Graeci, vol. 4.2, Leipzig: Teubner, 1894 (repr. Hildesheim: Olms, 1965): 19: 27-28.

The Middle Voice (Greek): Thoughts and Pedagogy

Recently I’ve been thinking and reading more about the middle voice. It was first occasioned by some by-the-way comments in Aubrey’s thesis, p204-6. There he gives a typological table derived from Kemmer. Also, in some email exchange, he suggested I check out R.J. Allen’s doctoral thesis, “The Middle Voice in Ancient Greek. A study in Polysemy”, as well as Rachel Aubrey’s forthcoming thesis dealing with it.

I also had the chance to think about the middle in my “Methods” class, since the 1st year students are just hitting the issue of voice, and so I had the opportunity to interact with 2nd and 3rd years students and talk about the difficulty of teaching Greek voice.

I’m going to briefly summarise the typology of the middle voice that you find in Kemmer and Allen. Allen basically gives us 11 or 12 categories:

  1. Passive Middle: The Patient has subject status
  2. Spontaneous Process Middle: the subject undergoes an internal change of (physical) state.
  3. Mental Process Middle: The subject experiences a mental affectedness.
  4. Body Motion Middle: The subject causes a change of physical position to themself.
  5. Collective Motion Middle: The (plural) subjects move, i.e. gathering or dispersing.
  6. Reciprocal Middle: The (plural) subjects act so that A does to B what B does to A.
  7. Direct reflexive middle: The subject acts upon themself, usually in a habitual/customary action.
  8. Perception Middle: The subject perceives by means of the senses and so is both agent and experiencer.
  9. Mental Activity Middle: The subject acts within and upon their own mind, and so is both agent and experiencer (and possibly patient). This differs from 3 in that 9 is more reflexive, whereas in 3 the process may have an external stimulus.
  10. Speech act middle: The subject acts as speaker, but is involved also as beneficiary or experiencer.
  11. Indirect Reflexive Middle: The subject performs a transitive action but also functions as beneficiary of the action.
  12. At some point, Allen seems to treat δύναμαι as a distinct group.

I think having this kind of typology helps a student in their intermediate stages see how middles “involve the subject”, rather than the often place-holder explanations given in a beginner’s course. In each of these, except 1, you can begin to understand how the subject of the verb also takes a role as patient, experiencer, or beneficiary. This helps relate how these ideas are “middle” in the ‘logic’ of the Greek language.

It also helps to explain why deponency is a bad explanation for middle-only verbs. Middle-only verbs are ‘middle’ in the internal-logic of the Greek. We would call them middle verb-forms with middle ‘meaning’. It’s only in, say, English, that they are “middle in form but active in translation”. Translation and native-language meaning are two different things here.

One of the problems, pedagogically, is that when the middle voice is introduced in most textbooks, they have a fairly unclear way of explaining what to do with it. Basically, students are usually told: look at the active meaning of the verb, and come up with a way to ‘make it middle’. This doesn’t really help that much, I would say. It’s often better to (a) look up the word in a lexicon and check if there’s an entry for the middle, (b) consider the context of the word and how middleness might function, (c) if you’re a “think of the category” type person, having the kind of typology above would help you actually think through the various options.

The other thing about Allen’s thesis that’s nice is that it is about the diachronic changes in Greek, and he maps out some of the shift of the θη passive stem. I think it’s deadly confusing for Koine students in particular to talk about the passive as the passive. I can see now why it is that textbooks call this a passive stem; I would conjecture that it’s because when θη appears, it appears as a subset of the middle voice, but particularly expressing category 1, the true passive. But English learners function with an active/passive dichotomy, and so are more likely to overstate the passivity of the middle category. Learning/teaching that the passive is a subset of the middle helps to dislodge this idea.

On page 110, and 123, Allen has a couple of diagrams that show how, chronologically, the θη stem is ‘eating up’ other middle usages, a trajectory that continues beyond classical Greek, into the Koine period and beyond, until the middle gets devoured. θη is like the ‘cancer of the middle voice’ that cannibalises and colonises the other usages. Realising this for NT students is important because the passive marker isn’t distinctly passive and so does not necessarily carry exegetical significance. I think R. Buth made this point somewhere about ἐγείρω and the form ἠγέρθη(ν). (Sorry, I can’t recall where, and apologies if it wasn’t Buth). What’s the difference between Christ “being raised” and Christ “arose” (in the middle sense)? The θη doesn’t tell you which is meant. Exegetical restraint demands that you don’t try and make a theological point from a grammatical feature that won’t ‘bear that weight’.

What to do in the classroom? I’m still figuring that out. I think, personally, that I would go with these things though:

  • Teach two voices: Active and Subject-Reflexive.
  • Teach the passive as a subset of S-R.
  • Teach θη as an alternate middle stem, and give some reading material for advanced/interested students explaining its history.
  • Teach middle-only forms as just middle only, without making a big deal out of them.